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Structural changes and inactivation of enzymes during drying and particle formation from levitated microdroplets

Subject Area Biological Process Engineering
Pharmacy
Term from 2016 to 2022
Project identifier Deutsche Forschungsgemeinschaft (DFG) - Project number 317536495
 
Final Report Year 2022

Final Report Abstract

The main objective of the research project was to investigate structural changes of enzymes during drying and particle formation of single droplets in an acoustic levitator. Changes relevant to pharmaceutical industrial processes, including spray drying, can be seen in situ and under controlled circumstances in such a levitator. The activity of samples removed from the levitator during the drying process, which was determined ex situ, was correlated with the data gathered by optical measurement techniques. The experimental investigations were accompanied by numerical investigations in which a model was set up to describe the coupled time-dependent problem consisting of fluid mechanics, heat transport/diffusion, drying and particle formation from a single droplet of a protein solution. A commercial acoustic levitator was equipped with a temperature-controlled levitator chamber for conducting drying experiments under defined conditions and with measuring equipment (Raman, fluorescence, absorption spectroscopy, shadow recording) for investigating structural changes and the drying process. By removing the droplets or particles from the levitator, it was also possible to determine the inactivation by bioassay and the aggregation state as a function of time. Furthermore, the influence of excipients (carbohydrates, amino acids) on the activity of proteins was investigated. The investigations of the aggregation behavior during single drop drying showed that the critical point of drying ("crust formation") correlates with the formation of insoluble aggregates, presumably due to the rapid temperature increase at the critical point without cooling effect of the evaporating solvent. The activity determinations showed a correlation with the drying air temperature. The higher the drying air temperature, the shorter the retention of the initial activity and the higher the degree of subsequent inactivation, with the maximum rate of inactivation occurring shortly after the critical point. During investigations of the aggregation and inactivation behavior, comparative measurements in cuvette experiments showed that in addition to the purely thermally induced agglomeration and inactivation, further agglomerating and inactivating effects act on the protein structure. The addition of trehalose and arginine as excipients during drying showed a stabilizing effect. The spectroscopic investigations showed that the secondary structural changes occur in all structural parts and are faster and more pronounced with increasing drying temperature. The correlation of the structural changes with the results of the absorption spectroscopy also showed that the changes were mainly observed around the critical point of drying. The numerical approach showed that the levitation process has an influence on the drying and particle formation and thus slows down the aggregation of the dissolved molecules on its surface, which significantly delays the critical time of crust formation. In addition, a high degree of agreement between the simulation results and experimental measurement data was achieved through the appropriate choice of levitation parameters. In conclusion, it can be stated that all essential project goals were reached and the combination of experimental and numerical observation of the single-drop drying of protein solutions can be regarded as suitable for a better understanding of the aggregation and inactivation processes that take place as well as structural changes in the protein and to classify them in the temporal progress of the drying. The developed methodology is therefore very suitable for the investigation of such processes and offers an excellent basis for further work in the field of pharmaceutical technology.

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